Collection and Use of Information

You can navigate most of the Cowen Execution Services LLC (“Cowen”) site without giving us any information about yourself. But sometimes we do need information to provide services that you request. Cowen and its affiliates will not collect any personal information about you (such as your name, address, or telephone number) unless you provide it voluntarily. If you do not want this information to be collected by us, please do not submit it. If you do provide personal information about yourself, we will endeavor to maintain that information in accordance with our internal policies governing use and disclosure of confidential information. Cowen may disclose that information to its parents and affiliates. Cowen or its parents and affiliates may also disclose that information to unaffiliated third parties in order to respond to your inquiries, to provide services to you, to provide you with information concerning products and services that we offer, or to prevent or investigate fraud, illegal activity or misuse of this website. Cowen or its parents and affiliates may also disclose that information to unaffiliated third parties for other purposes unless you object, or if you have requested or authorized us to do so, or Cowen or its affiliates are required to do so by law.

In the course of using our site, however, we may automatically track certain information about you. This information may include, but is not limited to, the URL that you just came from (whether this URL is on our site or not), which URL you go to next (whether this URL is on our site or not), what browser you are using, and your IP address. In addition, Cowen tracks the path of the web pages you view during your visit to our site. Cowen also reserves the right to use cookies on certain pages of our site. Cookies are small amounts of data that are sent to your browser from our web server and are stored on your computer’s hard drive, not on our site. Cookies allow us to track where you go on our site, or to make it easier for you to return on subsequent visits to those areas that are of most interest you. In the event that Cowen makes use of cookies, you will always be free to decline our cookies if your browser permits, however, removing cookies may reduce the speed at which you move through our site.

External Web Sites

To the extent that hyperlinks or banner advertisements incorporating hyperlinks are utilized to access third-party sites, you should be aware that these third-party websites are not controlled by Cowen or its affiliates and, therefore, are not subject to this Privacy Policy. You should check the privacy policies of these individual sites to see how your personal information will be collected and used by the operators of those third party websites.

Your Consent

By using our Web site, you consent to the collection and use of this information by Cowen or its parents and affiliates. Cowen may modify this Privacy Policy from time to time. If this Privacy Policy is modified, the changes will be posted on this page. Your continued use of this site following the posting of changes to these terms will mean you accept the changes.